Authorisations in other jurisdictions

We have substantial experience of helping firms to apply to regulators in jurisdictions other than the UK for authorisation to carry out regulated activities. Overseas regulatory regimes in which we have particular expertise include:

  • the U.S. Securities and Exchange Comission in the US (SEC),
  • the Isle of Man Financial Services Commission (IoM FSC),
  • the Malta Financial Services Authority (MFSA),
  • the Dubai Financial Services Authority (DFSA) operating in the Dubai International Financial Centre (DIFC),
  • the Qatar Financial Centre (QFC) Regulatory Authority,
  • the Hong Kong Securities and Futures Commission (SFC),
  • the Hong Kong Monetary Authority (HKMA) and the Hong Kong Joint Financial Intelligence Unit (JFIU).
Authorisations in other jurisdictions