- We help people to get authorised by the Financial Regulators in the UK (PRA, FCA), and help them with all their compliance needs thereafter.
- We generally operate on a fixed fee basis.
- If you’re starting from scratch, as well as managing the authorisation process, we can incorporate your company, prepare accounts and submit financial reports to the regulator on your behalf, once you’re authorised.
- If you need to get up and running quickly, we can arrange for you to become an Appointed Representative of our FCA authorised investment firm, while your authorisation is in progress.
- If you’re more established, and simply need ad-hoc advice or training in specific areas, we provide this also.
- We act for global financial institutions and SMEs. No client is too large or small, we help them comply!